Thesis Research Approval MemoUT Physics > About Our Department > Information for Faculty > Thesis Research Approval Rules TO: Deans and Department
Heads FROM: Anne Mayhew DATE: October 24, 2001 The Graduate Council has
adopted new Bylaws and Procedures for the Credentials Committee of the
Council. These Bylaws and Procedures,
which are attached to this memo, describe the ways in which approval to direct
doctoral research will be granted. As
the Graduate Catalog specifies only that the Council shall approve those who
direct such research, and as the Council has now approved the attached set of
procedures, they will be put in place immediately. Those faculty members who are participating in Cumulative Review
this academic year, and who wish new or continued approval to direct
dissertations, should follow the new guidelines for submitting material. The goals of the revision
have been three: (1) to recognize legitimate disciplinary differences; (2) to
streamline the process of approval; (3) to maintain university-wide standards
of expectation about the quality of supervision provided doctoral candidates. At UT and elsewhere, new and
probationary faculty members in the sciences and in engineering are expected to
be ready to supervise doctoral research when they are hired. They are hired
after having completed post-doctoral training and with the expectation that
they will almost immediately build a research team of doctoral students. It is inappropriate to deny these faculty
members the right to supervise doctoral research. In the humanities and social sciences, where post-doctoral
research appointments are uncommon, and where scholarly activity is usually not
done in teams, supervision of doctoral research typically begins much later in
a faculty member’s career. The Bylaws
and Procedures recognize these disciplinary differences by allowing probationary
faculty to supervise doctoral work if the academic department so wishes. The process of approval has
been streamlined in three ways. For
probationary faculty members all that will be required will be the filing of a
letter with the Credentials Committee of the Graduate Council that documents
departmental faculty and head approval.
For those faculty members reviewed for promotion and tenure according to
standard University procedure, satisfactory tenure and promotion reviews will
also result in approval to direct doctoral research. For all others, review will take place in the same year as
Cumulative Post-tenure Review. Although
a vita (along with a list of theses and dissertations supervised and a letter
from the department head) will have to be submitted to both the Cumulative
Review committee and to the Credentials Committee, by having the two
reviews occur in the same year, work for faculty and departments should be
minimized. No special forms will be
required for review by the Credentials Committee. As noted in the Bylaws and
Processes, the primary criterion to be used in review will be evidence of
continued scholarly and creative activity.
The consensus of the Graduate Council is that those faculty who supervise
doctoral research should continue such activity and that the University has a
responsibility to verify that a high standard is maintained across all
units. It should be noted that faculty
members who are not involved in oversight of doctoral research need not submit
a request for approval to the Credentials Committee; this step is not a
necessary part of Cumulative Post-tenure Review. There are a number of
transition issues that need to be addressed.
To implement the new policies, a central data base showing date of hire
on tenure-track, date of tenure and promotion to associate professorship, date
of promotion to professorship, and dates of cumulative review will be
used. From this database a list of
those approved to direct doctoral research will be generated and used in the
process of approval of committees.
Copies of departmental lists will be sent to each academic
department. During the several years
that it will take to fully implement the new policies, the following guidelines
will be used: 1)
Those who have been granted unlimited approval to direct dissertations will
retain this approval. 2)
Those whose approval (whether 3-year, 5-year, or 10-year) will expire before
the next scheduled date of promotion or post-tenure review will have approval
extended until that next review date. 3)
Those who have been tenured within the last five years, and who have not
submitted an application for approval to direct dissertations will have
automatic approval that will extend until the date of their next review,
whether post-tenure or for promotion. 4)
Where anomalies arise, they will be handled quickly and with the goal of
serving the interests of the affected student and faculty. The Credentials Committee and
the Graduate Council have worked long to develop a policy that will serve the
University without creating unnecessary work for faculty and staff. I hope that you will approve the
results. If you have suggestions for
clarifications or further streamlining, please pass them on. This page was last updated on November 15, 2001. Please send comments to cal@utk.edu. |